-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JzpY2pdgIikBldWENrVO4bR8g9ssLwY77RnUrNhn9Xl83WaVC53p31Jyoh+5mEUm G3hXuN4WWrPhcsREkBScwQ== 0000890566-98-000155.txt : 19980217 0000890566-98-000155.hdr.sgml : 19980217 ACCESSION NUMBER: 0000890566-98-000155 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980212 SROS: NASD GROUP MEMBERS: GEORGE P. MITCHELL GROUP MEMBERS: MITCHELL ENERGY AND DEVELOPMENT CORP. GROUP MEMBERS: WOODLANDS VENTURE CAPITAL CO SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LIFECELL CORP CENTRAL INDEX KEY: 0000849448 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 760172936 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-45509 FILM NUMBER: 98534182 BUSINESS ADDRESS: STREET 1: 3606 RESEARCH FOREST DR STREET 2: LIFECELL CORPORATION CITY: WOODLANDS STATE: TX ZIP: 77381 BUSINESS PHONE: 7133675368 MAIL ADDRESS: STREET 1: 3606 RESEARCH FOREST DR CITY: THE WOODLANDS STATE: TX ZIP: 77381 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WOODLANDS VENTURE CAPITAL CO CENTRAL INDEX KEY: 0001032466 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 742177794 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: P O BOX 4000 CITY: THE WOODLANDS STATE: TX ZIP: 77387-4000 BUSINESS PHONE: 7133776200 MAIL ADDRESS: STREET 1: P O BOX 4000 CITY: THE WOODLANDS STATE: TX ZIP: 77387-4000 SC 13G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4)* LIFECELL CORPORATION (Name of Issuer) COMMON STOCK, $.001 PAR VALUE (Title of Class of Securities) 531927-101 (CUSIP Number) *The remainder of this page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 7 0597776.01 - ------------------------------- -------------------------------- CUSIP NO. 531927-101 13 G Page 2 of 7 Pages ---------- - ------------------------------- -------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON The Woodlands Venture Capital Company - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) | | (b) |X| - ------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY -0- OWNED BY EACH REPORTING PERSON WITH --------------------------------------- 6 SHARED VOTING POWER 677,306 shares(1) --------------------------------------- 7 SOLE DISPOSITIVE POWER -0- --------------------------------------- 8 SHARED DISPOSITIVE POWER 733,757 shares(2) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 733,757 shares(2) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* NOT APPLICABLE - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.6%(3) - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *See Instructions 0597776.01 - --------------------------------- ------------------------------ CUSIP NO. 531927-101 13 G Page 3 of 7 Pages ---------- - --------------------------------- ------------------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON Mitchell Energy & Development Corp. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) | | (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Texas - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY -0- OWNED BY EACH REPORTING PERSON WITH --------------------------------------- 6 SHARED VOTING POWER 677,306 shares(1) --------------------------------------- SOLE DISPOSITIVE POWER 7 -0- --------------------------------------- 8 SHARED DISPOSITIVE POWER 733,757 shares(2) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 733,757 shares(2) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* NOT APPLICABLE - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.6%(3) - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *See Instructions 0597776.01 - -------------------------------- ------------------------------- CUSIP NO. 531927-101 13 G Page 4 of 7 Pages ---------- - -------------------------------- ------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON George P. Mitchell - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) | | (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY -0- OWNED BY EACH REPORTING PERSON WITH --------------------------------------- 6 SHARED VOTING POWER 677,306 shares(1) --------------------------------------- 7 SOLE DISPOSITIVE POWER -0- --------------------------------------- 8 SHARED DISPOSITIVE POWER 733,757 shares(2) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 733,757 shares(2) - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 NOT APPLICABLE - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.6%(3) - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *See Instructions 0597776.01 ITEM 1. (a) Name of Issuer: LifeCell Corporation (b) Address of Issuer's Principal Executive Offices: 3606 Research Forest Drive The Woodlands, Texas 77381 ITEM 2. (a) Name of Persons Filing: The Woodlands Venture Capital Company Mitchell Energy & Development Corp. George P. Mitchell THIS SCHEDULE 13G IS JOINTLY FILED ON BEHALF OF ALL OF THE ABOVE-NAMED PERSONS. (b) Address of Principal Business Office or, if none, Residence: 2001 Timberloch Place The Woodlands, Texas 77380 (c) Citizenship: The Woodlands Venture Capital Company was organized in Delaware and Mitchell Energy & Development Corp. was organized in Texas. Mr. Mitchell is a United States Citizen. (d) Title of Class of Securities: Common Stock, $.001 par value (e) CUSIP Number: 531927-101 ITEM 3. If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b), check whether the filing person is a: NOT APPLICABLE ITEM 4. OWNERSHIP (a) Amount Beneficially Owned The Woodlands Venture Capital Company ("WVCC") is the record holder and beneficial owner of 591,306 shares of Common Stock, $.001 par value per share, of the Issuer (the "Common Stock"). In addition, WVCC holds (i) 2,666 shares of Series B Preferred Stock, par value $.001 per share, of the Issuer, which are convertible into 86,000 shares of Common Stock and (ii) a warrant (the "Warrant") to purchase 56,451 shares of Common Stock. The Series B Preferred Stock has ordinary voting rights on an as converted to Common Stock basis. The Woodlands Venture Capital Company is a wholly owned subsidiary of Mitchell Energy & Development Corp. George P. Mitchell owns a majority of the issued and 0597776.01 Page 5 of 7 outstanding capital stock of Mitchell Energy & Development Corp. Because of these relationships, Mitchell Energy & Development Corp. and Mr. Mitchell may be deemed to be the beneficial owners of the 591,306 shares of Common Stock, the 2,666 shares of Series B Preferred Stock and the Warrant to purchase 56,451 shares of Common Stock held by The Woodlands Venture Capital Company. (b) Percent of Class The Woodlands Venture Capital Company 6.6%(3) Mitchell Energy & Development Corp. 6.6%(3) George P. Mitchell 6.6%(3) (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: The Woodlands Venture Capital Company -0- Mitchell Energy & Development Corp. -0- George P. Mitchell -0- (ii) shared power to vote or to direct the vote: The Woodlands Venture Capital Company 677,306 shares(1) Mitchell Energy & Development Corp. 677,306 shares(1) George P. Mitchell 677,306 shares(1) (iii) sole power to dispose or to direct the disposition of: The Woodlands Venture Capital Company -0- Mitchell Energy & Development Corp. -0- George P. Mitchell -0- (iv) shared power to dispose or to direct the disposition of: The Woodlands Venture CapitalCompany 733,757 shares(2) Mitchell Energy &Development Corp. 733,757 shares(2) George P.Mitchell 733,757 shares(2) ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. NOT APPLICABLE ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. NOT APPLICABLE ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY NOT APPLICABLE ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. NOT APPLICABLE ITEM 9. NOTICE OF DISSOLUTION OF GROUP NOT APPLICABLE 0597776.01 Page 6 of 7 ITEM 10. CERTIFICATION NOT APPLICABLE SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 6, 1998 THE WOODLANDS VENTURE CAPITAL COMPANY By:/s/DON E. ROOSE, JR. Name: Don E. Roose Jr. Title: Vice President - Controller EXHIBIT: Agreement for Joint Filing, incorporated by reference to Schedule 13G, filed with the Commission by the Filing Persons on February 12, 1993 ------------------------------ (1) Represents 591,306 shares of Common Stock and 86,000 shares of Common Stock issuable upon conversion of the Series B Preferred Stock beneficially owned or that may be deemed to be beneficially owned, as the case may be, by the Reporting Person. (2) Represents 591,306 shares of Common Stock and 86,000 shares of Common Stock issuable upon conversion of the Series B Preferred Stock and exercise of the Warrant beneficially owned or that may be deemed to be beneficially owned, as the case may be, by the Reporting Person. The 2,666 shares of Series B Preferred Stock are convertible into 86,000 shares of Common Stock at any time at the option of the holder. The Warrant to purchase 56,451 shares of Common Stock is exercisable at any time at the option of the holder. (3) Represents the percent of the aggregate number of outstanding shares of Common Stock of the Issuer, including shares of Common Stock issuable upon conversion of the Series B Preferred Stock and exercise of the Warrant, beneficially owned or that may be deemed to be beneficially owned, as the case may be, by the Reporting Person. 0597776.01 Page 7 of 7 -----END PRIVACY-ENHANCED MESSAGE-----